Securities Companies Need To Comply With Regulations Offering And Transactions Of Corporate Bonds

The State Securities Commission has just issued a written request for securities companies to comply with the Government's Decree No. 153/2020 / ND-CP of the Government, when the last time, the corporate bond market appears some phenomena Offering, distribution and transfer of ownership is not appropriate to legal regulations. (Artwork) Accordingly, the last time, the corporate bond market (TPDN) has a strong growth, contributing to play development of capital market, stock market. However, the TPDN market has also appeared a number of phenomena of offering, distribution and transfer of ownerships not in accordance with the provisions of law. To develop the market of TPDN in the direction of safety, sustainability and simultaneously Prevent the potential risks of the TPDN market, the State Securities Commission (SSC), on September 10, promulgating documents No

. 5225 / UBCK-QLKD, requiring securities companies: ensuring compliance Decree No. 153/2020 / ND-CP dated December 31, 2020 of the Government regulating offering and transactions of individual corporate bonds in the domestic market and offering corporate bonds to international markets in implementing consulting services for bonds offering; service of professional securities investors; Bidding services, guarantees, bond issuers; Service of registration, depository and transfer of bonds. Strictly strictly regulate the reporting regime in Circular No 122/2020 / TT-BTC dated December 31, 2020 of the Ministry of Finance guiding the announcement regime. Information and regime of reporting in accordance with Decree No. 153/2020 / ND-CP.UBCNNN will organize inspection and inspection of the service provision of related securities companies and strictly handle the Violations according to legal regulations.MK

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