The corporate bond market has a number of phenomena of offering, distribution and transfer of ownerships not in accordance with the provisions of law, the State Securities Commission said they will check and inspect the provision Services of securities companies related to corporate bonds, strictly handle if mistakes. State Securities Department has a dispatch to remind securities companies. Accordingly, the State Securities Commission said that the corporate bond market had a strong growth, contributing to the development of the capital market and the stock market. However, the corporate bond market has also appeared some phenomenon of offering, distribution and transfer of ownerships not in accordance with the provisions of law. So, to develop corporate bond market Safety and sustainability direction, while preventing potential risks of this market, the State Securities Commission requires securities companies to ensure strict compliance with 153/2020 / ND-CP On December 31, 2020, the Government regulated offering and transactions of individual corporate bonds in the domestic market and offering corporate bonds to the international market in implementing dossier consulting services offering bonds; service of professional securities investors; Bidding services, guarantees, bond issuers; Service of registration, depository and transfer of bonds
. It will inspect the provision of securities companies related to corporate bonds. At the same time, securities companies must strictly comply with regulations Regarding the reporting regime in Circular 122/2020 / TT-BTC and the reporting regimes according to the provisions of Decree 153/2020 / ND-CP. The State Securities Department said that the inspection and bar Investing on the provision of services of securities companies related to corporate bonds and strictly handling violations of violations according to the provisions of law
HERE HERE, MINISTER OF FINANCE Ho Duc Phiem Version 10059 / BTC-VP sent to the State Securities Commission; Banking and Finance Department and Vietnam Stock Exchange require to strengthen the inspection and supervision of corporate bonds. The Minister of the State Securities Commission shall assume the prime responsibility and coordinate with the Finance Department goods and relevant agencies to strengthen, promote the inspection, inspection and supervision of the issuance and service provision on individual corporate bond services, especially the issuance of small businesses Retail, newly established and operated in areas with high risks, with unclear business results; focus on reviewing and checking the findings of enterprises showing signs of violation and spleen regulations in the issuance of corporate bonds. In case of detecting fraud, there are signs of appropriating property Investor's, urgently transfer the police agencies to handle according to the provisions of law. . Dịch vụ:
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